| Currently, the Design Protection System in the
Republic of Korea is in transition from Substantial
Examination System(SES) to Non-Substantial Examination
System(NSES). In response to the request of applicants
to expediate the procedure for the registration
of designs, KIPO revised the Design Law, introducing
the Non-Substantial Examination System for some
short-term life-cycle products as of March 1, 1998.
Under the NSES, applicants may get the registration
within 2 or 3 months from the filing date and enjoy
new procedures such as Multiple Application, and
Post-Grant Opposition for their conveniency.
Even though the applications under the NSES are
not examined substantially, the requirements for
the registration and the effects of rights are
same with those of under the SES. The registrations
under the NSES which do not fulfill the requirements
will be invalidated through the Post-Grant Opposition
or Trial.
Substantial Examination System(SES)
1. Filing an Application
¡á Documents required
- an application stating the name and address
of the creator and the applicant (including the
name of a representative, if the applicant is
a juristic person), the date of submission, the
name of the article on which the design is embodied,
the claim and the priority data (if the right
of priority is claimed);
- drawings of the design;
- if the right of priority is claimed, the priority
document which is a certified copy of the priority
application together with its Korean translation;
and
- a power of attorney, if necessary.
¡á Claim of Priority
The right of priority may be claimed for a design
application under the Paris Convention or based
on a bilateral agreement or reciprocity. A claim
of priority in a design application can be made
only if the design application is filed in the
Republic of Korea within 6 months from the claimed
priority date.
¡á Drawings
Drawings appended to a design application should
contain:
- the name of the article embodying the design;
and
- a description of the design and the gist of
the design.
Drawings should contain a prospective view, a
front view, a rear view, a right side view, a
left side view, a top view, a bottom view and
other views(e.g. a sectional view), if necessary
or useful in describing the design. Where the
article representing the design is of a flat shape,
only the top and the rear views need to be included
in the drawings.
2. Formality Examination
Once a design application is submitted to KIPO,
it will be checked to ensure that all requirements
necessary to accord the application a filing date
have been satisfied. Under the Article 2(1) of
the Enforcement Regulation of the Design Act,
in any of the following instances, the application
will be returned to the submitter without any
application number being assigned thereto and
will be treated as if it had never been submitted:
3. Early Publication per Request
A design application may, upon the request of
the applicant, be published in the official gazette
entitled "Design Laid-open Gazette".
Such request for publication may not be made once
the applicant has received a copy of the first
final decision of approval or rejection of application.
4. Substantial Examination
¡á Initiation of Examination
Unlike a patent or utility model application,
a request for examination of a design application
is not required for the initiation of substantial
examination. Design applications are automatically
taken up for examination in the order of the filing
date thereof. It generally takes about one year
or so to complete the examination from the filing
date. A request for expedited examination may
be made once the design application has been laid-open
upon to public inspection the request of the applicant
and upon showing that it is presently being infringed.
¡á Requirement for Registration
To be registerable under the Design Act, a design
should be meet the following requirements;
- It should fall under the definition of a design
given in the Design Act; A design is "the
shape, pattern, color or any combination thereof
in an article which produces an aesthetic impression
on the sense of sight".
- Industrial applicability
- Novelty
- Creativity
- It should not be any of the unregistrable designs
provided in Article 6 of the Design Act, such
as designs which disturb the public order or good
morals and a design which is identical with or
similar to the flag, emblem of nation or public
organizations.
5. Rejection and Registration
If a design application falls under any of the
grounds for rejection enumerated in the Design
Act, the Examiner must issue a notice of preliminary
rejection, stating the reasons for rejection,
and give the applicant an opportunity to submit
a written opinion, within the specified time limit.
If the examiner finds no ground for rejection
or he is persuaded by the applicant's argument
and/or amendment, he will render a decision to
grant registration. There is no publication for
opposition of a design application under the SES
after the substantial examination. However, upon
the registration, the design registration is published
in the official gazette called "Design Registration
under the SES Gazette".
If the examiner considers that the applicant's
argument is without merit and the ground for rejection
has not been overcome, the examiner will issue
a notice of final rejection of the design application.
6. Appeal and Trial
Appeal and Trial procedure are same with those
of patent and trademark.
Non-Substantial Examination System
1. Multiple Application
Under the NSES, an applicant may file an application
for twenty designs or less which fall under single
class in accordance with the Korean Classification
of Products for the Registration of Designs.
The documents required, such as claim of priority,
drawings for the design application under the
NSES is same as that of under the Substantial
Examination.
However an applicant wishing to make an multiple
application should submit a specification of plural
designs containing matters such as serial number
of designs, and drawings, names and claims of
priority of each design.
2. Formality Examination and Registration
Under the NSES, examiners conduct formality check
and examination to determine whether the design
will disturb the public order or good morals only.
The formality check on the design application
under the NSES is same as that of under the SES.
If the examiner founds a flaw in the formality
mentioned above, the examiner must issue a notice
of preliminary rejection stating the reason for
rejection and give the applicant an opportunity,
time limit to submit a written opinion or amendment
within the specified.
If the examiner finds no flaw in the formality
examination, he will render a decision to grant
registration without substantial examination.
3. Publication and Post-grant Opposition
KIPO publishes a "design registration gazette
under the NSES" after the design applicant
pay the registration fee.
Once a design has been published in the Registration
Gazette any person may file an opposition against
the registration of the design under the NSES
within 3 months from the publication date.
The ground of opposition are same as that of
requirement of registration under the NSES; novelty,
creativity, industrial applicability, and other
unregistrable designs.
4. Rights conferred to the design registration
under the NSES
The rights conferred to the design registration
under the NSES in exclusive right are same as
that of under SES.
If he registration under the NSES is invalidated
by opposition or trial, the right conferred to
the registration under the NSES will retroactively
lose effect.
Furthermore, if the alleged right holder injures
a person by exercising his forged right, he has
to compensate for the damages regardless of his
design registration under the NSES.
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